Job Description:

• Serve as the primary interface between Financial Crime Compliance and the corporate/ institutional banking business units on all financial crime related topics.

• Review the customer risk assessment forms submitted by the business units.

• Support business units’ implementation and delivery of the Bank’s various FCC compliance requirements.

• Ensure the business activities are compliant with the Bank’s relevant regulatory FCC compliance policies standards.

• Maintain awareness of any compliance risk within the business units and resolve identified issues promptly.

• Assist in internal investigations and prepare periodic management information reports in relation to the relevant FCC compliance issues arising out of business units.

• Carry out ad hoc FCC related projects as assigned.

Job Requirement:

• Minimum of 3 years of professional working experience in financial services.

• Experience advising or working in an in-house compliance function with a focus on delivering a robust FCC program within the Business units especially for corporate banking business/ correspondent banking and/or institution banking businesses preferred.

• Knowledge of regulatory requirements in relation to corporate banking business in Hong Kong and China.

• Experience in developing and implementing a consistent FCC framework across the business.

• Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/AAMLP or equivalent qualifications preferred.

• Good interpersonal and communication skills.

• Fluent written and spoken Cantonese, Mandarin and English language skills preferred.